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IC 96.49: Provision of medical and social information in incoming cases

Provision of Medical and Social Information in Incoming Cases

Table of Evidence

Self-Study Evidence On-Site Evidence On-Site Activities
  • Procedure for obtaining and providing medical and social information 96.49 (a), 96.49 (b), 96.49 (c), 96.49 (e), 96.49 (f), 96.49 (g), 96.49 (h), 96.49 (i), 96.49 (j)
  • Policy and procedure regarding withdrawal of a referral 96.49 (k)
  • Information provided to prospective adoptive parents about the referral process 96.49 (k)
  • Medical information requests, showing types of information requested 96.49 (d)
  • Copy of written agreement between primary and foreign supervised providers 96.49 (d)
  • Communications with supervised providers, foreign providers, public foreign authorities, etc., showing types of information requested 96.49 (d)
  • Interview:
    1. Prospective adoptive parents 96.49 (a), 96.49 (b), 96.49 (c), 96.49 (d), 96.49 (e), 96.49 (f), 96.49 (g), 96.49 (h), 96.49 (i), 96.49 (j), 96.49 (k)
    2. Personnel 96.49 (a), 96.49 (b), 96.49 (c), 96.49 (d), 96.49 (e), 96.49 (f), 96.49 (g), 96.49 (h), 96.49 (i), 96.49 (j), 96.49 (k)
    3. Personnel responsible for agreements with supervised providers 96.49 (d)
    4. CEO 96.49 (e)
  • Review case records 96.49 (a), 96.49 (b), 96.49 (e), 96.49 (f), 96.49 (g), 96.49 (i), 96.49 (k)

  • C
    IC 96.49.a

    The agency or person provides a copy of the child’s medical records (including, to the fullest extent practicable, a correct and complete English-language translation of such records) to the prospective adoptive parent(s) as early as possible, but no later than two weeks before either the adoption or placement for adoption, or the date on which the prospective adoptive parent(s) travel to the foreign country to complete all procedures in such country relating to the adoption or placement for adoption, whichever is earlier.


  • F
    IC 96.49.b

    Where any medical record provided pursuant to paragraph (a) of this section is a summary or compilation of other medical records, the agency or person includes those underlying medical records in the medical records provided pursuant to paragraph (a) if they are available.


  • F
    IC 96.49.c

    The agency or person provides the prospective adoptive parent(s) with any untranslated medical reports or videotapes or other reports and provides an opportunity for the client(s) to arrange for their own translation of the records, including a translation into a language other than English, if needed.


  • C
    IC 96.49.d

    The agency or person itself uses reasonable efforts, or requires its supervised provider in the child’s country of origin who is responsible for obtaining medical information about the child on behalf of the agency or person to use reasonable efforts, to obtain available information, including in particular:

    (1) the date that the foreign country or other child welfare authority assumed custody of the child and the child’s condition at that time;

    (2) history of any significant illnesses, hospitalizations, special needs, and changes in the child’s condition since the foreign country or other child welfare authority assumed custody of the child;

    (3) growth data, including prenatal and birth history, and developmental status over time and current developmental data at the time of the child’s referral for adoption; and

    (4) specific information on the known health risks in the specific region or country where the child resides.


  • C
    IC 96.49.e

    If the agency or person provides medical information, other than the information provided by public foreign authorities, to the prospective adoptive parent(s) from an examination by a physician or from an observation of the child by someone who is not a physician, the agency or person uses reasonable efforts to include the following:

    (1) the name and credentials of the physician who performed the examination or the individual who observed the child;

    (2) the date of the examination or observation; how the report’s information was retained and verified; and if anyone directly responsible for the child’s care has reviewed the report;

    (3) if the medical information includes references, descriptions, or observations made by any individual other than the physician who performed the examination or the individual who performed the observation, the identity of that individual, the individual’s training, and information on what data and perceptions the individual used to draw his or her conclusions;

    (4) a review of hospitalizations, significant illnesses, and other significant medical events, and the reasons for them;

    (5) information about the full range of any tests performed on the child, including tests addressing known risk factors in the child’s country of origin; and

    (6) current health information.


  • C
    IC 96.49.f

    The agency or person itself uses reasonable efforts, or requires its supervised provider in the child’s country of origin who is responsible for obtaining social information about the child on behalf of the agency or person to use reasonable efforts, to obtain available information, including in particular:

    (1) information about the child’s birth family and prenatal history and cultural, racial, religious, ethnic, and linguistic background;

    (2) information about all of the child’s past and current placements prior to adoption, including, but not limited to any social work or court reports on the child and any information on who assumed custody and provided care for the child; and

    (3) information about any birth siblings whose existence is known to the agency or person, or its supervised provider, including information about such siblings’ whereabouts.


  • C
    IC 96.49.g

    Where any of the information listed in paragraphs (d) and (f) of this section cannot be obtained, the agency or person documents in the adoption record the efforts made to obtain the information and why it was not obtainable. The agency or person continues to use reasonable efforts to secure those medical or social records that could not be obtained up until the adoption is finalized.


  • F
    IC 96.49.h

    Where available, the agency or person provides information for contacting the examining physician or the individual who made the observations to any physician engaged by the prospective adoptive parent(s), upon request.


  • F
    IC 96.49.i

    The agency or person ensures that videotapes and photographs of the child are identified by the date on which the videotape or photograph was recorded or taken and that they were made in compliance with the laws in the country where recorded or taken.


  • C
    IC 96.49.j

    The agency or person does not withhold from or misrepresent to the prospective adoptive parent(s) any available medical, social, or other pertinent information concerning the child.


  • F
    IC 96.49.k

    The agency or person does not withdraw a referral until the prospective adoptive parent(s) have had two weeks (unless extenuating circumstances involving the child’s best interests require a more expedited decision) to consider the needs of the child and their ability to meet those needs, and to obtain physician review of medical information and other descriptive information, including videotapes of the child if available.

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